Strengthening Accountability in Banking and Insurance: Regulatory References Final Rules（2016.9.28）

摘要：In this Policy Statement (PS), the Financial Conduct Authority (FCA) publishes final rules on regulatory references. 

References are a key tool in allowing firms to share relevant information on individuals to support their assessment of potential new recruits as fit and proper. 

These rules form part of the new accountability regimes introduced in March this year for deposit takers and Prudential Regulation Authority (PRA) investment firms (collectively referred to as ‘banks’ in this document), and Solvency II firms and large non-directive insurers (collectively referred to as ‘insurers’ in this document).

详情请见： https://www.fca.org.uk/publications/consultation-papers/strengthening-accountability-banking-insurance-reg-refs

附件： https://www.fca.org.uk/sites/default/files/ps16-22.pdf